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California Florida Hawaii Illinois |
New York New Jersey North Carolina Oregon |
Virginia Arizona Colorado Georgia |
Utah Massachusetts Mayne New Mexico |
Ohio Pennsylvania Texas Washington |
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Enter Site - I acknowledge that I am a resident of one of the states listed above. or Exit Site - I am not a resident of one of the states listed above. |
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IMPORTANT CONSUMER INFORMATION A broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator. |